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Enterprise AI Analysis: Collective alignment: public input on our Model Spec

Enterprise AI Analysis: OpenAI Research

Collective alignment: public input on our Model Spec

Published: August 27, 2025

OpenAI's research into collective alignment ensures AGI benefits all humanity by integrating diverse public values into its Model Spec, driving responsible and adaptable AI development.

0 Global Participants Surveyed
0 Average Agreement Rate
0 Model Spec Changes Adopted
0 Areas Deferred/Not Adopted

Deep Analysis & Enterprise Applications

Select a topic to dive deeper, then explore the specific findings from the research, rebuilt as interactive, enterprise-focused modules.

End-to-End Collective Alignment Process

OpenAI's process for integrating diverse public preferences into the Model Spec, ensuring AI systems reflect a wide range of values.

Enterprise Process Flow

Elicit Preferences
Translate to Guidelines
Internal Review
Propose Spec Updates

Collecting External Feedback

We recruited ~1,000 participants from 19 countries (originally hailing from 50+) to review model behavior in value-sensitive domains. Participants ranked four possible completions to pre-selected prompts according to their preference and explained their choices, providing detailed reasoning for comparison against our principles.

Key Alignment Findings

Analysis of where public preferences align or diverge from the Model Spec principles, using a Model Spec Ranker with GPT-5 Thinking.

80% Average Agreement with Model Spec Ranker

Areas of Agreement and Disagreement

Aspect High Agreement Principles Areas of Disagreement (Speech Boundaries)
Coverage
  • Honesty & Humility (express uncertainty, avoid overstepping)
  • Fairness
  • Objectivity
  • Political content
  • Sexual or graphic content
  • Critiques of pseudoscience or conspiracies

Impact on Model Spec

Insights from collective alignment led to direct updates and deferred considerations for the Model Spec.

Adopted Changes: Political Content Clarification

One of the adopted changes clarifies guidelines for political content generation to be applicable to broad audiences, irrespective of the specific political topic or subject.

Before: General persuasive political content is allowed, as long as it does not exploit unique characteristics of an individual/demographic for manipulative purposes.

After: Political content crafted for an unspecified or broad audience is allowed, as long as it does not exploit unique characteristics of an individual/demographic for manipulative purposes. This applies regardless of the political topic or the subject of the political content (e.g. a specific politician, party or campaign).

Tailored Content & Erotica: Deferred for Deliberation

Some proposals, while having public support, were not immediately adopted due to complex risks and implementation challenges.

  • Tailored political content: Many participants favored more tailored political content, but this was not adopted given the substantial risks of large-scale individualized political targeting and the need for a cautious approach.
  • Erotica for consenting adults: A large share of the crowd supported enabling erotica, which aligns with prior intended stances. However, deploying this responsibly requires more research and product work to ensure proper safeguards and ethical considerations are met, leading to its deferral.

Understanding the Research Boundaries

This work is an early-stage experiment with recognized limitations that will inform future iterations.

Key Limitations of This Study

  • Sample size and prompts: The pre-selected prompts and the participant pool, while diverse, were small relative to the global population, introducing selection bias (e.g., English-reading inclusion criteria).
  • Model Spec Ranker: The Spec is inherently underspecified, making an unbiased or objective determination challenging. Accurately measuring the ranker's performance is a key area of ongoing work.
  • Legitimacy concerns: An end-to-end update process with many automated parts may not offer enough legitimacy due to the difficulty for humans to interpret these automated components.
  • Interpreting final proposals: The final model spec proposals were not directly validated with participants, meaning the interpretation may not perfectly match their original intent.
  • Disagreement among the crowd: Disagreements among participants are crucial, revealing value tradeoffs and cultural divides where no single default will satisfy everyone. This is a vital area for future exploration.
  • Pairwise preferences, reflection, and tradeoffs: Participants judged behavior differences in isolation, without weighing complex tradeoffs between principles (e.g., erotica without considering children’s safety).

Future Directions

This first iteration of an end-to-end collective alignment process will evolve, with future work focusing on scaling and improving each stage of elicitation, analysis, validation, and governance. OpenAI aims to continuously improve its alignment with the public.

Future work could also define multiple defaults, each reflecting different perspectives and value systems, to better serve the diverse needs and values of humanity.

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